Annuities Sales License

Annuity Sales & Service Center
2011 End of Year Processing for Annuities Make sure your production counts for 2011! sales of the Genworth SecureLiving Fixed Deferred Annuity This is a one-time requirement and is not a condition of license renewal. Product specific training - by each Carrier ... Document Viewer

SOUTH CAROLINA DEPARTMENT OF INSURANCE
Broker Educational Sales & Training, Inc. 4-Hour Annuity Training Course . 05/09/2015 . 727-372-7733 : Correspondence . 4 hrs : CEU.com . Annuities, Retirement Planning and Suitability : Financial Campus Annuities 05/12/2014 480-315-4000 Correspondence 4 hrs ... Retrieve Document

Annuity sales Practices - California Department Of Insurance
Be able to define and identify prohibited sales practices for annuities . Be aware of the causes for license suspension and penalties in annuity product sales. Understand the ethical responsibilities of the agent and insurance company when selling annuities. ... View Document

Office Of The Comptroller Of The Currency - OCC: Home Page
And annuities sales. Each bank's management should address these issues in a manner appropriate to the nature and extent of insurance and annuity sales activities conducted by its organization. DISCUSSION . A. Introduction. and requirements for license ... Return Document

Annuity Application - Assurecor - Healthplans With "Peace Of ...
Owner: ■ Drivers license ■ Passport ■ State or military photo ID State of (press 1 for Sales Support, then 1 for Annuities). The latest versions of all forms are available on the Web site at www.allianzlife.com. NB3058 (1/2008) Allianz Life Insurance Company of North America ... Retrieve Full Source

Annuity Requirements By State - Quest CE | The Next ...
During each 2-year license term to continue selling annuities. • This requirement applies to resident and non-resident producers. SECTION 1: STATES WITH ADOPTED ANNUITY TRAINING REQUIREMENTS. COLORADO. New Requirement. Effective 04/01/11 ... View Full Source

California Department Of Insurance Four-Hour Annuity Training ...
Four-hour annuity training course beginning with their subsequent license term. For instance, Be able to define and identify prohibited sales practices for annuities  Understand the prohibited sales practice of Pretext Interviews, “unnecessary ... Access Full Source

Understanding Insurance Company Variable Annuities
Discourage termination of variable annuity contracts by imposing surrender charges to make sure they can recover their sales expenses. Furthermore, variable annuities do not require the same license to sell as a mutual fund or stock. ... Return Doc

Suitability Developments In Annuity Sales In Texas
In Annuity Sales in Texas1 John R. Fahy Whitaker, Chalk, Swindle, & Sawyer, LLP annuities issued by that insurer in considering new applications, the Texas Department of Insurance can seek to revoke or suspend an agent’s license or certificate ... Return Document

VARIABLE ANNUITY CONTRACTS UNDER STATE STATUTES RELATING TO ...
Whether the insurance commissioner could license under the existing Hawaii insurance laws a couple of out-of-state life insurance companies who had proposed to issue variable annuity The consent order relates to unsuitable sales of variable annuities ... Retrieve Content

EquiTrust Life Insurance Company
And print advertisements must include the agent’s license number in the same size type as any phone or fax numbers. (including annuities) will be offered intended in connection with the sales of those policies and the agent’s intent to violate ... Return Document

Annuity Application - A Plus Marketing
A driver’s license or other government ID must be reviewed to verify client’s identity. If the product chosen is InfiniDexTM Annuity, InfiniDex 5TM Annuity, InfiniDex 10TM Annuity, (press 1 for Sales Support, then 1 for Annuities) ... Visit Document

NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION (NYLIAC ...
Annuities. 2. Attach a current copy of the Agency's resident state license and any non-resident state licenses where the agency will engage in sales solicitation and servicing. 3. Attach an approved Broker/Dealer Status Report for the FINRA registered entity, if applicable. ... Fetch Document

LERACH COUGHLIN STOIA GELLER RUDMAN & ROBBINS LLP
Conseco maintains offices, has agents and is license d to and does transact business here. Venue is also proper under 18 U.S.C. §1965(a) because Conseco transacts substantial business in this Conseco deferred annuities by sales agents recruited by the IMO. ... Document Viewer

Professional Designations And Senior-Specific Certifications ...
Least 4 hours of annuity training for license issuance or renewal. 09/01/2009 . Texas Ins. Code 1115.056 : UTAH . securities and insurance/annuities sales. VIRGINIA Senior-specific designations that mislead clients and falsely suggest expertise prohibited. ... Read Document

Fixed Index Annuities - Annuity Think Tank - About Annuities ...
By insurance agents holding a securities license. This is in contravention of FINRA 05-50 directions for broker-dealers to supervise the sales of FIAs. nominal sales growth of variable annuities will be replaced by fixed index annuities. ... Doc Viewer

An Audit Report On The Texas Department Of Insurance’s ...
Two license types are eligible to sell annuity products: (1) annuity policy sales that it performs for other lines of insurance. Regulates annuities by ensuring that companies’ annuity form filings ... View Full Source

ANNUITY SUITABILITY WHY REGULATORS ARE CONCERNED
Insurance license of eight agents for alleged violations of Wisconsin insurance regulations relating in part to the agent’s failure to consider suitability when selling annuities to seniors . unsuitable sales of annuities to elderly consumers. ... Fetch Doc