Dateline Nbc Equity Indexed Annuities

NASAA Insight - North American Securities Administrators ...
Dateline NBC 8 Law Enforcement Outreach Effort Launched 8 NASAA Insight is a publication of the North equity-indexed annuities under federal securities law in 1997. But together with NASAA, we're working to provide much-needed guidance and ... Content Retrieval

FOR IMMEDIATE RELEASE
Equity indexed annuities (EIA) to be regulated as securities, which was approved with a 3 to 0 vote by the commission. airing of Dateline NBC’s episode, which criticized the sales’ practices of certain unscrupulous EIA producers. ... Return Document

Fixed Index Annuity Product Pricing And Risk Management
2012 * Index annuities can be attractive solutions Can be attractive solutions for clients who Are dissatisfied with low interest rates Are equity averse and including Long Term Care Two-tier annuities with illusory benefits Recent negative press For transcript of Dateline NBC ... Content Retrieval

By Email: Rule-comment@sec - North American Securities ...
Lawsuits, and media accounts, including the recent investigation featured on “Dateline NBC.” State securities regulators have witnessed the same trend. equity-indexed annuities with the full protections provided to investors who purchase ... Get Content Here

Tricks Of The Trade
Dateline NBC.Bill Denny: Really?Chris Hansen: --doing a story on sales technique--Bill Denny: You of misleading people when he sells so-called "equity indexed annuities" -- a type of investment that locks up most of your money for years. ... Fetch Document

IRI’ 2012 OVERNMENT EGAL EGULATORY ONFERENCE ITIGATION ...
Brokers’ Choice was featured in an infamous Dateline special, “Tricks of the Trade,” NBC’s motion to dismiss, In this litigation, initiated in March 2005, and pertaining to two-tiered equity indexed bonus annuities, ... Fetch Doc

June 23, 2010
Remove SEC authority to regulate equity indexed annuities. Fiduciary Duty. The Senate counteroffer on section 913 is a failed compromise. The House bill provides true authority as well as a Dateline NBC report titled “Tricks of the Trade.” ... View Doc

Tucker Advisory Group - Official Comment Letter - SEC’s ...
Based upon a clip from NBC’s Dateline on abusive sales practices, the Chairman asserts that such practices “are often used to sell equity indexed annuities to seniors.” The Chairman goes on to say that “one big reason these abusive sales ... Read More

Protect Investors And The Legislative Process: Reject Equity ...
Dateline NBC hidden camera expose, they are among the most abusively sold products on the market today. Equity-indexed annuities are complex products whose returns fluctuate with performance of the securities markets. ... Access Doc

Charlottesville NBC 29 WVIR-VA Dateline 29 Sunrise, Dateline 29 at 11 & sales & marketing professionals in the fixed & variable annuities industry. It is dedicated Venture Capital Journal provides extensive coverage & analysis of the private equity market, from fund raising to ... Read Content

Television clip from Dateline NBC that described individuals who may have been misled by seemingly unscrupulous sales practices into buying these products. Equity Indexed Annuities, ANNUITYADVANTAGE, available at: We have observed the development of ... Access This Document

4-13-08 Dateline NBC
ASC Director on National NBC Dateline hidden camera investigation Last Sunday evening, April 13, 2008, NBC aired a show concerning questionable sales practices by variable annuities and equity-indexed annuities. ... Doc Viewer

H. Kimpel J. Bradley Office Of Commissioner Troy A. Paredes
The NBC Dateline segment on FIA's featured only one actual Lowering Ests On Challenged Outlook For Index Annuities American Equity Investment Life Page 2 of 5 June 27, the sale of traditional fixed rate and indexed annuities. ... Get Doc

The Pros And Cons Of Equity Indexed Annuities
The Pros and Cons of Equity Indexed Annuities EIAs look attractive to conservative investors today. But product features have changed, so advisers should tread carefully. ... Doc Viewer

O Dateline NBC ran a few specials several years ago about deceptive sales practices used by a very small sample of insurance salespeople. Equity-indexed annuities have a host of features that can be tailored to an individual’s ... Document Viewer

From seed and early funding rounds through to equity markets. NBC Evening News, KXAN News36 at 10pm, KXAN News36 at 4pm, KXAN Sat 6pm, KXAN Firstcast Sun, Sunday Today, Dateline Sunday, KXAN Sun 5pm, KXAN Abstracted Publication: Formerly called Australian Accountant. ... Content Retrieval

Annuity Sales Supervision Advisory Committee
To supervise the sale of equity-indexed annuities. FINRA hopes that the states will consider its robust examination program as they put suitability rules in place. respond to matters such as the April 13 Dateline NBC “Tricks of the Trade” program on sales of indexed annuities. ... Fetch Content

Dateline Nbc Indexed Annuities

June 23, 2010
Remove SEC authority to regulate equity indexed annuities. Fiduciary Duty. The Senate counteroffer on section 913 is a failed compromise. as well as a Dateline NBC report titled “Tricks of the Trade.” Accordingly, they should be subject to the ... Get Doc

Charlottesville NBC 29 WVIR-VA Dateline 29 Sunrise & sales & marketing professionals in the fixed & variable annuities industry. It Zeitung Country: Austria Status: Active Start Year: 1703 Frequency: Daily Document Type: Newspaper Abstracted/Indexed: Yes Media ... Get Doc

Television clip from Dateline NBC that described individuals who may have been misled by seemingly unscrupulous sales practices into buying these products. Indexed annuities are annuity contracts issued by life insurance companies that are ... Read Content

The Pros And Cons Of Equity Indexed Annuities
The Pros and Cons of Equity Indexed Annuities EIAs look attractive to conservative investors today. But product features have changed, so advisers should tread carefully. ... Access Doc

Www.royalneighbors.org
Dateline NBC aired an exposé on misleading sales tactics used to sell Seniors indexed annuity products. When planned properly, annuities allow you to accumulate funds tax-deferred until you need them after retirement. ... Read More

Opening Remarks And Dissent; Commissioner Troy A. Paredes
Television clip from Dateline NBC that described individuals who may have been misled by seemingly unscrupulous sales practices into buying these products. attendant to indexed annuities and how they are marketed. A more precise safe harbor ... Document Viewer

Fixed Index Annuity Product Pricing And Risk Management
Indexed Annuity Product Pricing and 2012 * Index annuities can be attractive solutions Can be attractive solutions for clients who Are dissatisfied with including Long Term Care Two-tier annuities with illusory benefits Recent negative press For transcript of Dateline NBC aired on 4/13/2008 http ... Retrieve Document

Cody Foster, Founder, Submitted On Behalf Of Advisors Excel
Base your conclusion of the fixed annuity industry on a 45 minute Dateline NBC show is just plain irresponsible. While we a gree that indexed annuities aren’t for everyone, we also believe they are a great ... Fetch Here

2005 Eldercare Conference
Annuities: Beyond the Sales Pitch Glenn S. Daily, CFP TM fixed deferred (including indexed), variable deferred, fixed immediate, and variable immediate. 4:35–5:25 p.m. Diversification Rules for the Golden Years Daniel L. Kramer She appeared on NBC’s Dateline and was interviewed by the ... Get Document

Response To SEC On Safe Harbor Rule 151(A)
I do not believe that Fixed Indexed Annuities ( FIA’s) should be registered products. The conclusions included in the SEC’s proposed rule that states that all I understand that the Dateline NBC story on annuity sales practices was being ... Fetch This Document

ALI-ABA Conference On Life Insurance Company Products ...
A. Dateline Investigation NBC Dateline reporter Chris Hansen made his mark ca tching alleged child predators with hidden cameras on To Catch a indexed annuities to his mother. He replied, I wo uldn't recommend them to anybody. ... Retrieve Content

By Email: Rule-comment@sec - North American Securities ...
Lawsuits, and media accounts, including the recent investigation featured on “Dateline NBC.” State securities regulators have witnessed the same trend. indexed annuities’ complex crediting methods can be illustrated with the Bonus Select ... Return Document

Annuity Sales Supervision Advisory Committee
Respond to matters such as the April 13 Dateline NBC “Tricks of the Trade” program on sales of indexed annuities. Kim Shaul said she would look into having the Committee convene in June in person or by phone to discuss principles. Title: ... Doc Retrieval

May 10, 2010
Time Dateline NBC report entitled “Tricks of the Trade. Regulating indexed annuities as securities under federal law is long overdue and vitally important for our nation’s investors. The SEC’s Rule 151A on indexed annuities accomplishes ... Read Document

IRI’ 2012 OVERNMENT EGAL EGULATORY ONFERENCE ITIGATION ...
Brokers’ Choice was featured in an infamous Dateline special, “Tricks of the Trade,” NBC’s motion to dismiss, behalf of herself and certain purchasers of indexed annuities from North American Company for ... Fetch Doc

NBC Evening News, KXAN News36 at 10pm, KXAN News36 at 4pm, KXAN News36 at 6pm, KXAN News36Firstcast, KXAN News AM, KXAN Sat Morning, KXAN Sat Night Live, KXAN News 10 Sat, KXAN Sat 6pm, KXAN Firstcast Sun, Sunday Today, Dateline Sunday, KXAN Sun 5pm, KXAN ... Read Here

Dateline Annuities

Annuity Sales Supervision Advisory Committee
Respond to matters such as the April 13 Dateline NBC “Tricks of the Trade” program on sales of indexed annuities. Kim Shaul said she would look into having the Committee convene in June in person or by phone to discuss principles. Title: ... Fetch Doc

June 23, 2010
Remove SEC authority to regulate equity indexed annuities. Fiduciary Duty. The Senate counteroffer on section 913 is a failed compromise. as well as a Dateline NBC report titled “Tricks of the Trade.” Accordingly, they should be subject to the ... Get Doc

Alison Denis Joins Liberty Life Insurance Companyas Marketing ...
Dateline City: GREENVILLE, S.C. Liberty Life Insurance Company, a subsidiary of Athene Holding Ltd., and its insurance subsidiaries focus on retail sales of annuities and reinsurance in the U.S. retirement services market, ... Fetch Here

Fixed Index Annuity Product Pricing And Risk Management
2012 * Index annuities can be attractive solutions Can be attractive solutions for clients who Are dissatisfied with low interest rates including Long Term Care Two-tier annuities with illusory benefits Recent negative press For transcript of Dateline NBC aired on 4/13/2008 http ... Fetch Document

Tucker Advisory Group - Official Comment Letter - SEC’s ...
Based upon a clip from NBC’s Dateline on abusive sales practices, the Chairman asserts that such practices “are often used to sell equity annuities and fixed index annuities to the public. Proposed rule 151A would also have a dramatic ... Fetch This Document

Athene Annuity Earns Top-5 Sales Ranking
Dateline City: GREENVILLE, S.C. GREENVILLE, S.C.--(BUSINESS WIRE [2])--A multi-year guarantee fixed annuity from Athene Annuity ranked fifth in sales in sales of annuities and reinsurance in the U.S. retirement services market, ... Access Doc

Tax And Estimated Withholding Tax
Pensions and Annuities Income tax usually will be withheld from your pension or annuity distributions unless you choose not to have it withheld. This rule applies to distributions from: A traditional individual retirement arrange-ment (IRA); ... Document Retrieval

FOR IMMEDIATE RELEASE
Equity indexed annuities (EIA) to be regulated as securities, which was approved with a 3 to 0 vote by the commission. airing of Dateline NBC’s episode, which criticized the sales’ practices of certain unscrupulous EIA producers. ... Access Content

Cody Foster, Founder, Submitted On Behalf Of Advisors Excel
Base your conclusion of the fixed annuity industry on a 45 minute Dateline NBC show is just plain irresponsible. annuities accou nted for 63% of the total annuity complaints that were received. ... Fetch Content

* Social Communion, P. 2 * News By Dateline, P. 4
* News by Dateline, p. 4 * Conference News, p. 9 and annuities should be made in favor of the legal associa­ tion rather than the conference. Write your conference secretary-treasurer for the exact name. B/UK/J ... Document Viewer

4-13-08 Dateline NBC
ASC Director on National NBC Dateline hidden camera investigation Last Sunday evening, April 13, 2008, NBC aired a show concerning questionable sales practices by Variable annuities have been heavily marketed based upon sales promises of tax-deferred benefits and a ... Access Full Source

W-8BEN Certificate Of Foreign Status Of Beneficial Owner Form ...
Form W-8BEN (Rev. February 2006) Department of the Treasury Internal Revenue Service Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding ... Get Content Here

Susan
Lastly, in April – March of this year Stone Phillips of Dateline went underground to review the sales practices, education, and viability of equity index annuities for the elderly, and his segment does not paint a very pretty picture. The web ... Access Doc

Www.royalneighbors.org
On Sunday, April 13, 2008, Dateline NBC aired an exposé on misleading sales tactics used to sell Seniors indexed annuity products. Neighbors annuities have an initial guaranteed interest rate for a specified period of time. Once . ... Access Full Source

The Pros And Cons Of Equity Indexed Annuities
The Pros and Cons of Equity Indexed Annuities EIAs look attractive to conservative investors today. But product features have changed, so advisers should tread carefully. ... Document Retrieval

Response To SEC On Safe Harbor Rule 151(A)
FIA’s are fixed annuities that use an external index to provide interest credits each year. In any given year, the policyholder can either be credited 1) zero, if the I understand that the Dateline NBC story on annuity sales practices was being ... Document Retrieval

ALI-ABA Conference On Life Insurance Company Products ...
Annuities in the seniors marketplace and for the se niors who may benefit from the purchase of annuities in connection with t heir retirement planning and implementation. A. Dateline Investigation NBC Dateline reporter Chris Hansen made his mark ca tching ... Return Document

May 10, 2010
Annuities issued after the effective date, and it does not take effect for two years, affording the industry ample time to prepare for compliance. In short, the rule will provide much needed time Dateline NBC report entitled “Tricks of the Trade. ... Fetch Full Source