NASAA Insight - North American Securities Administrators ...
Dateline NBC 8 Law Enforcement Outreach Effort Launched 8 NASAA Insight is a publication of the North equity-indexed annuities under federal securities law in 1997. But together with NASAA, we're working to provide much-needed guidance and ... Content Retrieval
FOR IMMEDIATE RELEASE
Equity indexed annuities (EIA) to be regulated as securities, which was approved with a 3 to 0 vote by the commission. airing of Dateline NBC’s episode, which criticized the sales’ practices of certain unscrupulous EIA producers. ... Return Document
Fixed Index Annuity Product Pricing And Risk Management
2012 * Index annuities can be attractive solutions Can be attractive solutions for clients who Are dissatisfied with low interest rates Are equity averse and including Long Term Care Two-tier annuities with illusory benefits Recent negative press For transcript of Dateline NBC ... Content Retrieval
By Email: Rule-comment@sec - North American Securities ...
Lawsuits, and media accounts, including the recent investigation featured on “Dateline NBC.” State securities regulators have witnessed the same trend. equity-indexed annuities with the full protections provided to investors who purchase ... Get Content Here
Tricks Of The Trade
Dateline NBC.Bill Denny: Really?Chris Hansen: --doing a story on sales technique--Bill Denny: You of misleading people when he sells so-called "equity indexed annuities" -- a type of investment that locks up most of your money for years. ... Fetch Document
IRI’ 2012 OVERNMENT EGAL EGULATORY ONFERENCE ITIGATION ...
Brokers’ Choice was featured in an infamous Dateline special, “Tricks of the Trade,” NBC’s motion to dismiss, In this litigation, initiated in March 2005, and pertaining to two-tiered equity indexed bonus annuities, ... Fetch Doc
June 23, 2010
Remove SEC authority to regulate equity indexed annuities. Fiduciary Duty. The Senate counteroffer on section 913 is a failed compromise. The House bill provides true authority as well as a Dateline NBC report titled “Tricks of the Trade.” ... View Doc
Tucker Advisory Group - Official Comment Letter - SEC’s ...
Based upon a clip from NBC’s Dateline on abusive sales practices, the Chairman asserts that such practices “are often used to sell equity indexed annuities to seniors.” The Chairman goes on to say that “one big reason these abusive sales ... Read More
Protect Investors And The Legislative Process: Reject Equity ...
Dateline NBC hidden camera expose, they are among the most abusively sold products on the market today. Equity-indexed annuities are complex products whose returns fluctuate with performance of the securities markets. ... Access Doc
Charlottesville NBC 29 WVIR-VA Dateline 29 Sunrise, Dateline 29 at 11 & sales & marketing professionals in the fixed & variable annuities industry. It is dedicated Venture Capital Journal provides extensive coverage & analysis of the private equity market, from fund raising to ... Read Content
Television clip from Dateline NBC that described individuals who may have been misled by seemingly unscrupulous sales practices into buying these products. Equity Indexed Annuities, ANNUITYADVANTAGE, available at: We have observed the development of ... Access This Document
4-13-08 Dateline NBC
ASC Director on National NBC Dateline hidden camera investigation Last Sunday evening, April 13, 2008, NBC aired a show concerning questionable sales practices by variable annuities and equity-indexed annuities. ... Doc Viewer
H. Kimpel J. Bradley Office Of Commissioner Troy A. Paredes
The NBC Dateline segment on FIA's featured only one actual Lowering Ests On Challenged Outlook For Index Annuities American Equity Investment Life Page 2 of 5 June 27, the sale of traditional fixed rate and indexed annuities. ... Get Doc
The Pros And Cons Of Equity Indexed Annuities
The Pros and Cons of Equity Indexed Annuities EIAs look attractive to conservative investors today. But product features have changed, so advisers should tread carefully. ... Doc Viewer
O Dateline NBC ran a few specials several years ago about deceptive sales practices used by a very small sample of insurance salespeople. Equity-indexed annuities have a host of features that can be tailored to an individual’s ... Document Viewer
From seed and early funding rounds through to equity markets. NBC Evening News, KXAN News36 at 10pm, KXAN News36 at 4pm, KXAN Sat 6pm, KXAN Firstcast Sun, Sunday Today, Dateline Sunday, KXAN Sun 5pm, KXAN Abstracted Publication: Formerly called Australian Accountant. ... Content Retrieval
Annuity Sales Supervision Advisory Committee
To supervise the sale of equity-indexed annuities. FINRA hopes that the states will consider its robust examination program as they put suitability rules in place. respond to matters such as the April 13 Dateline NBC “Tricks of the Trade” program on sales of indexed annuities. ... Fetch Content
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