Carrier Specific Annuity Suitability Requirements
Requirement for all their current products or RegEd/IRI Annuities Training Platform (https suitability analysis for recommended purchases of non‐registered annuities in accordance with FINRA Rules. There New forms are required in the state of Iowa and ... Document Retrieval
Producer Advisory
Individual Annuities From: Diane Hodgman, ChFC Compliance Analyst, Individual Annuities State: Florida Rule: 69B-162.011 suitability and replacement forms. While our forms are being prepared for the December 25 effective ... Fetch Document
NAIC Suitability In Annuity Transactions Model Regulation
NAIC Suitability in Annuity Transactions Do the training requirements apply to all annuities? Yes. 5. under the New Business Forms section of the agent site. For more information, contact Internal Sales Support at (800) 438.3398, option 2. ... Fetch Document
Michigan’s Annuity Suitability Requirements
Of annuities by adopting annuity suitability standards and related requirements. Michi- variety of other forms.15 While Michigan’s annuity suitability re-quirements and NASD Rule 3010, Supervi-sion, both require supervisory systems tai- ... Return Document
Compliance Alert
Compliance Alert Individual Annuities 1100 SW Sixth Avenue Portland OR 97204 tel 800.378.4578 Standard Insurance Company Date: December 2, 2008 ... Fetch This Document
New Florida Requirements For Annuity Sales To Senior ...
Each page of the new forms, “Annuity Suitability Questionnaire, form 154894 and “Disclosure and Comparison of Annuity Contracts”, form 154895. Annuities issued by ING USA Annuity and Life Insurance Company ("ING USA"; Des Moines, IA), ReliaStar Life Insurance ... Read Content
Client Suitability Assessment 2 - BHC Marketing™
CLIENT SUITABILITY ASSESSMENT What is your current age? ___ Have you set aside savings to cover any anticipated large expenses? Yes No Have annuities that are still subject to surrender charges? Yes No If so, how much? $_____ How ... Access Document
Agent Guide To Annuity Suitability - Subject
Suitability based on the client’s stated financial condition, needs, and objectives. Annuities in payout are considered a source of income. 2. Approximate current monthly household living these forms must ... Doc Viewer
ANNUITY SUITABILITY QUESTIONNAIRE
ANNUITY SUITABILITY QUESTIONNAIRE Thank you for your interest in a GBU annuity. GBU would like to ensure that the annuity you are pur-chasing is suitable for you with consideration to your financial status and investment objectives. LIFE INSURANCE• ANNUITIES ... Access Document
Florida Senior Consumer Suitability Form ANNUITY SUITABILITY ...
Florida Senior Consumer Suitability Form ANNUITY SUITABILITY QUESTIONNAIRE annuities without surrender charges, etc. • Exclude assets used to fund this annuity, free withdrawals from this annuity, and personal belongings 10. ... Get Doc
Annuity Suitability Form
Annuities ___ years Certificates of Deposit ___ years Stocks/Bonds/Mutual Funds _ __ years Insurance This completed Suitability Form must be returned with a completed Application. Title: Annuity Suitability Author: Damon Amato, FLMI ... Fetch Full Source
FAQ QUESTION ANSWER - Document Moved
Our Suitability Forms are designed to capture the end result of your suitability analysis. You may require additional information when making your recommendation. • Multi-Year Guaranteed Annuities Immediate Annuity Suitability Form (11796Z) ... Fetch Document
WESTERN CATHOLIC UNION - WCU - Homepage
Issue ages for all annuities 0 to 90. Please call the Home Office for prior approval of all cases with issue ages 90 and over. SINGLE PREMIUM DEFERRED CONTRACTS. 1 YEAR CERTIFICATES. Use the state-required suitability forms provided. ... Get Content Here
¾ Train producers selling its annuities on these suitability standards and require that the standards be followed The customer questionnaire forms the basis of a targeted education on annuities for the customer. Once ... Access This Document
RODUCER UITABILITY UIDE - Security Benefit - Secure Income ...
SBL has created three forms, available on our website, for your use in collecting your client's suitability information: based on your understanding of your client's suitability information and the annuities you are considering. ... Read Full Source
0221 New Forms Required In Florida-121609
New Forms Required in Florida Annuity Suitability Questionnaire and Disclosure and Comparison of Annuity Contracts Do you currently own any annuities? o Yes o No o Yes o No o Yes o No o Yes o No Please list: g. Do you ... Access This Document
Annuity Suitability Questionnaire
ANNUITY SUITABILITY QUESTIONNAIRE . PROPOSED ANNUITANT’S PERSONAL INFORMATION . Name: Last First Middle Date of Birth Do you currently own any annuities? Yes No Yes No Please list: Do you currently own life insurance? ... Read Full Source
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