Finra Equity Indexed Annuities

Allianz Annuity Myths And Truths - YouTube
Call your financial professional or Allianz Life Financial Services, LLC, member FINRA, at 800.624.0197 to obtain a prospectus about Allianz variable investment options. 14:58 Equity Indexed Annuities: They Are Structurally Flawed by Jeff Voudrie Featured 400 ... View Video

Insurance Products And The Consumers The Insurance Industry
Fixed annuiTies Variable annuiTies equiTy-indexed annuiTies muTual funds Whole life indexed uniVersal life uniVersal life Variable life Understanding tHe insUranCe indUstrY The Insurance Industry (FINRA). The Series 6 exam is for individuals who wish to sell ... Document Retrieval

(“FINRA”) as broker-dealers. The SEC approved the rule in a 4-1 vote, SEC Improves Protections for Seniors and Other Investors in Equity-Indexed Annuities (December 17, 2008). 2 Sean P. Carr, The Coalition for Indexed Products; ... Fetch Here

News Bulletin September 3, 2008 SEC Regulation Of Indexed ...
Financial Industry Regulatory Authority, Inc. (“FINRA”) have issued consumer alerts to inform senior citizens of Equity-indexed annuities guarantee a minimum interest rate, but that interest rate can ... Access Content

Indexed Annuity Presentation - YouTube
Should the SEC take over the regulation of this product only FINRA licensed insurance agent could sell this. Category News & Politics. License. Standard YouTube License Show more . 3:26 The Best Fixed Indexed Annuities | Index Annuities by TheAnnuitycampus 1,452 views ... View Video

FINRA Investor Alert: Should You Exchange Your Variable Annuity?
Insurance products are regulated by the SEC and FINRA. Equity-indexed annuities (EIAs) have characteristics of both fixed and variable annuities. Their return varies more than a fixed annuity, but not as much as a variable annuity. So EIAs give you ... Document Retrieval

Financial Services Compliance & Regulatory Focus
FINRA Reminds Firms of Sales Practice Obligations for High Yield Securities and Cash Alternatives The SEC issued a rule that establishes the standards for determining when equity-indexed annuities are considered not to be annuity contracts under the securities ... Fetch Doc

SEC Final Rule: Indexed Annuities And Certain Other Insurance ...
Minimum value to the purchaser.14 The specific features of indexed annuities vary from 14 FINRA Investor Alert, supra note 13; National Association of Insurance Commissioners, Equity Indexed Annuities, ANNUITYADVANTAGE, available at: ... Access Doc

Universal Life Insurance - Wikipedia, The Free Encyclopedia
There is the recent addition of index universal life contracts similar to equity-indexed annuities credit interest linked to the positive movement of an index, such as the S&P 500, under the authority of the SEC and FINRA, Index Universal Life Insurance cannot be marketed or sold as, ... Read Article

Bibliography - Life Insurance - Annuities
Life Industry Welcomes FINRA Delay on Variable Annuity Rule, R. J. Lehmann, Best’s Insurance News, 01/14/08 Side Stepping the ‘A’ Word: Equity Indexed Annuities: Risk vs. Reward, Moody's Investors Service, Special Comment, December 1996 ... Get Content Here

American National Insurance Company’s Independent Marketing ...
Inc. (“ANFS”), Member FINRA, One Moody Plaza, Suite 1423 Galveston, TX 77550. ANICO TM Equity Index Annuity Indexed Annuities 10-Year 7-Year Participation Rate 100% 100% ... Access Doc

Annuity Sales Supervision Advisory Committee
To supervise the sale of equity-indexed annuities. FINRA hopes that the states will consider its robust examination program as they put suitability rules in place. Next Steps Deputy Insurance Commissioner Kim Shaul, chair of the Committee, stated that staff will ... Get Doc

Fixed Index Annuities - Annuity Think Tank - About Annuities ...
FINRA 05-50..6 Selling Away Revenue Loss..7 Fixed Index Annuity Performance..8 Variable Annuity Performance persons of equity-indexed annuities (EIAs) that are not registered under the federal securities laws…” ! ... Document Retrieval

Annuity Class Action Litigation—Trends And Strategies For ...
Other commercial litigation and disputes, including SEC, FINRA, and other regula-tory enforcement matters. Her work has included the successful defense of numerous equity indexed annuities, and used uniform and misleading sales literature that falsely con- ... Fetch Full Source

Hubert Humphrey (MLM) - Wikipedia, The Free Encyclopedia
Mortgage Leads, Employee Benefits, 401(k) Education, Indexed CD's, Technology, Identity Protection, 2nd Market Annuities, Merchant Services, P&C Referrals, College Planning, Cost Segregation, Real Estate FINRA Registration History. WORLD EQUITY GROUP, INC., ARLINGTON HEIGHTS ... Read Article

Recently Adopted Rules - Morgan, Lewis & Bockius - An ...
Under the federal securities laws of equity-indexed annuities for annuities issued on or after January 12, 2011. FINRA . 12/12/2008 . SR-FINRA-2008-044 FINRA is informing its members of SEC approval of new consolidated FINRA Rules relating to warrants, options, ... Document Viewer

Retirement: Pronounced Ahh•lee•ahnz - YouTube
Call your financial professional or Allianz Life Financial Services, LLC, member FINRA, at 800.624.0197 to obtain a prospectus about Allianz variable investment options. 14:58 Equity Indexed Annuities: They Are Structurally Flawed by Jeff Voudrie 372 views ... View Video

Variable Universal Life Insurance - Wikipedia, The Free ...
An alternative for this in the 34% tax bracket would be to consider using Variable Annuities which does not limit the contributions and withdraw from it without annuitizing the contract. (FINRA)) refuse to allow insurance companies to illustrate VUL policies using a stochastic projection ... Read Article

SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230 And 240 ...
Financial Industry Regulatory Authority, Inc. (“FINRA”), Equity-Indexed Annuities – A Buyer’s Guide to Fixed Deferred Annuities with Appendix for Equity-Indexed Annuities, at 9 (2007); National Association for Fixed Annuities, White Paper on ... Access Full Source

Important Information About Your Annuity Investment June 2011
Member FINRA and SIPC Robert W. Baird & Co. Incorporated 777 East Wisconsin Avenue Milwaukee WI 53202-5391 Main (414) 765 3500 Toll-free (800 Equity-indexed annuities (EIAs) have characteristics of both fixed and variable annuities. ... Fetch Content

An Overview Of Equity-Indexed Annuities - SLCG Securities ...
1 An Overview of Equity-Indexed Annuities Craig McCann, PhD and Dengpan Luo, PhD1 Equity-indexed annuities are complex investments sold by insurance companies that pay ... Return Document

Annuities And The Securities And Exchange Commission Proposed ...
That would effectively reclassify equity indexed annuities as a security product in addition to being an insurance product. Since insurance products are solely regulated (FINRA), a non-governmental self-regulatory organization for the securities industry. ... Fetch This Document